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Compliance Analyst

Location: NEWCASTLE UPON TYNE, TYNE AND WEAR, UNITED KINGDOM Salary: 19,300-25,300 GBP (UK Pounds) Per annum
Sector: Insurance Job Type: Permanent
Shift Type: N/A Applications: 31
Posted: 8 months ago Reference: X3-403788

Reed Business Support are very excited to working alongside one of the most innovative, growing financial services in Newcastle. 

Throughout the Covid period - they have continued to expand and develop their ambitious plans! 

The firm can offer you a chance to work for an organisation who can offer you genuine career progression and future qualifications. 

They are currently recruiting for a compliance analyst, please see below details about the role: 

- Monitor and assist the business to manage change, in conjunction with the Head of Compliance

- Analyse business/regulatory changes with business owners, produce working papers, perform gap analysis, advise/assist business owners and track key milestones and deadlines

- Maintain a detailed regulatory change road map with the business, identifying key workstreams, actions required, solutions and progress to plan

- Ensure issues/incidents identified are promptly recorded, classified and assigned owners

- Ensure prompt investigation and rectification

- Produce conflict risk management information for senior management

- Examine, assess and test key compliance-related policies, procedures, internal controls, evidence and investor outcomes

The ideal candidate:

- Good general knowledge of regulated financial services and obligations

- Good organisational skills

- Able to work accurately with attention to detail and to deadlines, individually and as a team player

- IT proficient, including Word, Excel and PowerPoint

If you are interested in the role please apply asap